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Securities regulation in the United States
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#	Item
831	108TH CONGRESS " HOUSE OF REPRESENTATIVES 2d Session ! Add to Reading List Source URL: archives.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Government 76th United States Congress 73rd United States Congress United States Securities and Exchange Commission Securities Fraud Deterrence and Investor Restitution Act Investment Advisers Act Securities regulation in the United States Securities Exchange Act Securities Act United States securities law Law Financial regulation
832	Microsoft Word - R[removed]to[removed] Add to Reading List Source URL: www7.dleg.state.mi.us Language: English - Date: 2014-06-16 13:40:52 United States Securities and Exchange Commission Financial regulation Administrative law Architects Registration in the United Kingdom Politics of the United States Community Reinvestment Act REAL ID Act United States securities law Law 73rd United States Congress
833	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: www.c2exchange.com Language: English - Date: 2014-12-12 09:24:52 United States Securities and Exchange Commission Financial system 73rd United States Congress Financial markets Securities Exchange Act Short selling Securities regulation in the United States Futures contract Short Finance Financial economics United States securities law
834	_Amended Statement of Allegations: In the Matter of Paul Azeff, Korin Bobrow, Mitchell Finkelstein, Howard Jeffrey Miller and Man Kin Cheng (a.k.a. Francis Cheng) Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 17:51:53 S&P/TSX Composite Index United States securities law Corruption Financial regulation Securities Act Insider trading Financial system Masonite Economy of Canada Canadian Imperial Bank of Commerce S&P/TSX 60 Index
835	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: www.dtcc.com Language: English - Date: 2014-12-17 16:17:36 United States securities law 73rd United States Congress United States Securities and Exchange Commission Stock market Depository Trust & Clearing Corporation Securities Securities Exchange Act Security Securities regulation in the United States Financial economics Financial system Finance
836	REGULATING IN THE DARK AND A POSTSCRIPT ASSESSMENT OF THE IRON LAW OF FINANCIAL REGULATION Roberta Romano* I. Add to Reading List Source URL: www.hofstralawreview.org Language: English - Date: 2015-01-10 07:49:32 Financial regulation Sarbanes–Oxley Act Wall Street reform Corporate governance Dodd–Frank Wall Street Reform and Consumer Protection Act Regulatory compliance U.S. Securities and Exchange Commission Rulemaking Late-2000s financial crisis United States federal banking legislation Law Economics
837	-4000501270Fund-ME Offering Circular IMPORTANT NOTICES TO PROSPECTIVE INVESTORS: The Company described in this Offering Circular is attempting to raise money for its business by offering securities to the public in Main Add to Reading List Source URL: www.maine.gov Language: English - Date: 2014-12-24 10:57:56 United States securities law Finance United States corporate law Securities Auditing Regulation S-K Prospectus Stock market Financial economics Investment
838	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: www.dtcc.com Language: English - Date: 2014-11-25 16:57:45 United States securities law 73rd United States Congress United States Securities and Exchange Commission Depository Trust & Clearing Corporation Securities Security Securities Exchange Act ACT Securities regulation in the United States Financial economics Financial system Finance
839	2010 Annual Report Financial Highlights Norfolk Southern Corporation & Subsidiaries Add to Reading List Source URL: www.nscorp.com Language: English - Date: 2015-01-23 10:32:59 Norfolk Southern Railway Auditing Regulation S-K United States corporate law United States securities law Form 10-K Norfolk and Western Railway Norfolk Virginia U.S. Securities and Exchange Commission Rail transportation in the United States Transportation in the United States SEC filings
840	Blanket Order No. 34 Revoked and Replaced July 14, 1995 by Blanket No. 35 IN THE MATTER OF THE SECURITIES ACT R.S.N. 1990, CHAPTER S-13, AS AMENDED (the “Act”) AND IN THE MATTER OF CERTAIN TRADES RELATING TO THE ISSU Add to Reading List Source URL: www.servicenl.gov.nl.ca Language: English - Date: 2014-12-03 13:00:10 Law New Deal Securities Act Financial regulation Finance Escrow Securities Exchange Act Regulation S-K United States securities law 73rd United States Congress United States Securities and Exchange Commission

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